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RIGOROUS ANALYSIS OF WAVE GUIDING AND DIFFRACTIVE INTEGRATED OPTICAL STRUCTURES
Title
RIGOROUS ANALYSIS OF WAVE GUIDING AND DIFFRACTIVE INTEGRATED OPTICAL STRUCTURES.
Creator
Greenwell, Andrew, Moharam, M.G., University of Central Florida
Abstract / Description
The realization of wavelength scale and sub-wavelength scale fabrication of integrated optical devices has led to a concurrent need for computational design tools that can accurately model electromagnetic phenomena on these length scales. This dissertation describes the physical, analytical, numerical, and software developments utilized for practical implementation of two particular frequency domain design tools: the modal method for multilayer waveguides and one-dimensional lamellar gratings...
Show moreThe realization of wavelength scale and sub-wavelength scale fabrication of integrated optical devices has led to a concurrent need for computational design tools that can accurately model electromagnetic phenomena on these length scales. This dissertation describes the physical, analytical, numerical, and software developments utilized for practical implementation of two particular frequency domain design tools: the modal method for multilayer waveguides and one-dimensional lamellar gratings and the Rigorous Coupled Wave Analysis (RCWA) for 1D, 2D, and 3D periodic optical structures and integrated optical devices. These design tools, including some novel numerical and programming extensions developed during the course of this work, were then applied to investigate the design of a few unique integrated waveguide and grating structures and the associated physical phenomena exploited by those structures. The properties and design of a multilayer, multimode waveguide-grating, guided mode resonance (GMR) filter are investigated. The multilayer, multimode GMR filters studied consist of alternating high and low refractive index layers of various thicknesses with a binary grating etched into the top layer. The separation of spectral wavelength resonances supported by a multimode GMR structure with fixed grating parameters is shown to be controllable from coarse to fine through the use of tightly controlled, but realizable, choices for multiple layer thicknesses in a two material waveguide; effectively performing the simultaneous engineering of the wavelength dispersion for multiple waveguide grating modes. This idea of simultaneous dispersion band tailoring is then used to design a multilayer, multimode GMR filter that possesses broadened angular acceptance for multiple wavelengths incident at a single angle of incidence. The effect of a steady-state linear loss or gain on the wavelength response of a GMR filter is studied. A linear loss added to the primary guiding layer of a GMR filter is shown to produce enhanced resonant absorption of light by the GMR structure. Similarly, linear gain added to the guiding layer is shown to produce enhanced resonant reflection and transmission from a GMR structure with decreased spectral line width. A combination of 2D and 3D modeling is utilized to investigate the properties of an embedded waveguide grating structure used in filtering/reflecting an incident guided mode. For the embedded waveguide grating, 2D modeling suggests the possibility of using low index periodic inclusions to create an embedded grating resonant filter, but the results of 3D RCWA modeling suggest that transverse low index periodic inclusions produce a resonant lossy cavity as opposed to a resonant reflecting mirror. A novel concept for an all-dielectric unidirectional dual grating output coupler is proposed and rigorously analyzed. A multilayer, single-mode, high and graded-index, slab waveguide is placed atop a slightly lower index substrate. The properties of the individual gratings etched into the waveguide's cover/air and substrate/air interfaces are then chosen such that no propagating diffracted orders are present in the device superstrate and only a single order is present outside the structure in the substrate. The concept produces a robust output coupler that requires neither phase-matching of the two gratings nor any resonances in the structure, and is very tolerant to potential errors in fabrication. Up to 96% coupling efficiency from the substrate-side grating is obtained over a wide range of grating properties.
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Date Issued
2007
Identifier
CFE0001635, ucf:47244
Format
Document (PDF)
PURL
http://purl.flvc.org/ucf/fd/CFE0001635
TWO-DIMENSIONAL GUIDED MODE RESONANT STRUCTURES FOR SPECTRAL FILTERING APPLICATIONS
Title
TWO-DIMENSIONAL GUIDED MODE RESONANT STRUCTURES FOR SPECTRAL FILTERING APPLICATIONS.
Creator
Boonruang, Sakoolkan, Moharam, M. G., University of Central Florida
Abstract / Description
Guided mode resonant (GMR) structures are optical devices that consist of a planar waveguide with a periodic structure either imbedded in or on the surface of the structure. The resonance anomaly in GMR structures has many applications as dielectric mirrors, tunable devices, sensors,and narrow spectral band reflection filters. A desirable response from a resonant grating filter normally includes a nearly 100% narrowband resonant spectral reflection (transmission), and a broad angular...
Show moreGuided mode resonant (GMR) structures are optical devices that consist of a planar waveguide with a periodic structure either imbedded in or on the surface of the structure. The resonance anomaly in GMR structures has many applications as dielectric mirrors, tunable devices, sensors,and narrow spectral band reflection filters. A desirable response from a resonant grating filter normally includes a nearly 100% narrowband resonant spectral reflection (transmission), and a broad angular acceptance at either normal incidence or an oblique angle of incidence. This dissertation is a detailed study of the unique nature of the resonance anomaly in GMR structures with two-dimensional (2-D) periodic perturbation. Clear understanding of the resonance phenomenon is developed and novel 2-D GMR structures are proposed to significantly improve the performance of narrow spectral filters. In 2-D grating diffraction, each diffracted order inherently propagates in its distinct diffraction plane. This allows for coupled polarization dependent resonant leaky modes with one in each diffraction plane. The nature of the interaction between these non-collinear guides and its impact on spectral and angular response of GMR devices is investigated and quantified for 2-D structures with rectangular and hexagonal grids. Based on the developed understanding of the underlying phenomenon, novel GMR devices are proposed and analyzed. A novel controllable multi-line guided mode resonant (GMR) filter is proposed. The separation of spectral wavelength resonances supported by a two-dimensional GMR structure can be coarse or fine depending on the physical dimensions of the structure and not the material properties. Multiple resonances are produced by weakly guided modes individually propagating along multiple planes of diffraction. Controllable two-line and three-line narrow-band reflection filter designs with spectral separation from a few up to hundreds of nanometers are exhibited using rectangular-lattice and hexagonal-lattice grating GMR structures, respectively. Broadening of the angular response of narrow band two-dimension guided mode resonant spectral filters, while maintaining a narrow spectral response, is investigated. The angular response is broadened by coupling the diffracted orders into multiple fundamental guided resonant modes. These guided modes have the same propagation constant but propagating in different planes inherent in multiple planes of diffraction of the 2-D gratings. The propagation constants of the guided resonant modes are determined from the physical dimensions of the grating (periodicity and duty cycle) and the incident direction. A five-fold improvement in the angular tolerance is achieved using a grating with strong second Bragg diffraction in order to produce a crossed diffraction. A novel dual grating structure with a second grating located on the substrate side is proposed to further broaden the angular tolerance of the spectral filter without degrading its spectral response. This strong second Bragg backward diffraction from the substrate grating causes two successive resonant bands to merge producing a resonance with symmetric broad angular response.
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Date Issued
2007
Identifier
CFE0001825, ucf:47346
Format
Document (PDF)
PURL
http://purl.flvc.org/ucf/fd/CFE0001825
Design and applications of volume holographic optical elements
Title
Design and applications of volume holographic optical elements.
Creator
Dunn, Steven C., Moharam, M.G., Engineering
Abstract / Description
University of Central Florida College of Engineering Thesis; Volume gratings were studied both theoretically and experimentally in order to design and analyze practical volume holographic optical elements. The diffraction of finite (Gaussian) beams by transmission gratings is investigated.
Date Issued
2001
Identifier
CFR0000781, ucf:52930
Format
Document (PDF)
PURL
http://purl.flvc.org/ucf/fd/CFR0000781
Image degradation due to surface scattering in the presence of aberrations
Title
Image degradation due to surface scattering in the presence of aberrations.
Creator
Choi, Narak, Harvey, James, Zeldovich, Boris, Moharam, M., Eastes, Richard, University of Central Florida
Abstract / Description
This dissertation focuses on the scattering phenomena by well-polished optical mirror surfaces. Specifically, predicting image degradation by surface scatter from rough mirror surfaces for a two-mirror telescope operating at extremely short wavelengths (9nm~30nm) is performed. To evaluate image quality, surface scatter is predicted from the surface metrology data and the point spread function in the presence of both surface scatter and aberrations is calculated.For predicting the scattering...
Show moreThis dissertation focuses on the scattering phenomena by well-polished optical mirror surfaces. Specifically, predicting image degradation by surface scatter from rough mirror surfaces for a two-mirror telescope operating at extremely short wavelengths (9nm~30nm) is performed. To evaluate image quality, surface scatter is predicted from the surface metrology data and the point spread function in the presence of both surface scatter and aberrations is calculated.For predicting the scattering intensity distribution, both numerical and analytic methods are considered. Among the numerous analytic methods, the small perturbation method (classical Rayleigh-Rice surface scatter theory), the Kirchhoff approximation method (classical Beckman-Kirchhoff surface scatter theory), and the generalized Harvey-Shack surface scatter theory are adopted. As a numerical method, the integral equation method (method of moments) known as a rigorous solution is discussed. Since the numerical method is computationally too intensive to obtain the scattering prediction directly for the two mirror telescope, it is used for validating the three analytic approximate methods in special cases. In our numerical comparison work, among the three approximate methods, the generalized Harvey-Shack model shows excellent agreement to the rigorous solution and it is used to predict surface scattering from the mirror surfaces.Regarding image degradation due to surface scatter in the presence of aberrations, it is shown that the composite point spread function is obtained in explicit form in terms of convolutions of the geometrical point spread function and scaled bidirectional scattering distribution functions of the individual surfaces of the imaging system. The approximations and assumptions in this formulation are discussed. The result is compared to the irradiance distribution obtained using commercial non-sequential ray tracing software for the case of a two-mirror telescope operating at the extreme ultra-violet wavelengths and the two results are virtually identical. Finally, the image degradation due to the surface scatter from the mirror surfaces and the aberration of the telescope is evaluated in terms of the fractional ensquared energy (for different wavelengths and field angles) which is commonly used as an image quality requirement on many NASA astronomy programs.
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Date Issued
2012
Identifier
CFE0004289, ucf:49492
Format
Document (PDF)
PURL
http://purl.flvc.org/ucf/fd/CFE0004289
Optical Fluid-based Photonic and Display Devices
Title
Optical Fluid-based Photonic and Display Devices.
Creator
Xu, Su, Wu, Shintson, Li, Guifang, Moharam, M., Wu, Xinzhang, University of Central Florida
Abstract / Description
Conventional solid-state photonic devices exhibit an ultra-high optical performance and durability, but minimal adaptability. Recently, optical fluid-based photonic and display devices are emerging. By dynamically manipulating the optical interface formed by liquids, the optical output can be reconfigured or adaptively tuned in real time. Such devices exhibit some unique characteristics that are not achievable in conventional solid-state photonic devices. Therefore, they open a gateway for...
Show moreConventional solid-state photonic devices exhibit an ultra-high optical performance and durability, but minimal adaptability. Recently, optical fluid-based photonic and display devices are emerging. By dynamically manipulating the optical interface formed by liquids, the optical output can be reconfigured or adaptively tuned in real time. Such devices exhibit some unique characteristics that are not achievable in conventional solid-state photonic devices. Therefore, they open a gateway for new applications, such as image and signal processing, optical communication, sensing, and lab-on-a-chip, etc. Different operation principles of optical fluid-based photonic devices have been proposed, for instance fluidic pressure, electrochemistry, thermal effect, environmentally adaptive hydrogel, electro-wetting and dielectrophoresis. In this dissertation, several novel optical fluid-based photonic and display devices are demonstrated. Their working principles are described and electro-optic properties investigated.The first part involves photonic devices based on fluidic pressure. Here, we present a membrane-encapsulated liquid lens actuated by a photo-activated polymer. This approach paves a way to achieve non-mechanical driving and easy integration with other photonic devices. Next, we develop a mechanical-wetting lens for visible and short-wavelength infrared applications. Such a device concept can be extended to longer wavelength if proper liquids are employed.In the second part, we reveal some new photonic and display devices based on dielectrophoretic effects. We conceive a dielectric liquid microlens with well-shaped electrode for fixing the droplet position and lowering the operating voltage. To widen the dynamic range, we demonstrate an approach to enable focus tuning from negative to positive or vice versa in a single dielectric lens without any moving part. The possibility of fabricating microlens arrays with different aperture and density using a simple method is also proposed. Furthermore, the fundamental electro-optic characteristics of dielectric liquid droplets are studied from the aspects of operating voltage, frequency and droplet size. In addition to dielectric liquid lenses, we also demonstrate some new optical switches based on dielectrophoretic effect, e.g., optical switch based on voltage-stretchable liquid crystal droplet, variable aperture or position-shifting droplet. These devices work well in the visible and near infrared spectral ranges. We also extend this approach to display and show a polarizer-free and color filter-free display. Simple fabrication, low power consumption, polarization independence, relatively low operating voltage as well as reasonably fast switching time are their key features.
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Date Issued
2012
Identifier
CFE0004620, ucf:49943
Format
Document (PDF)
PURL
http://purl.flvc.org/ucf/fd/CFE0004620
Wavelength scale resonant structures for integrated photonic applications
Title
Wavelength scale resonant structures for integrated photonic applications.
Creator
Weed, Matthew, Schoenfeld, Winston, Moharam, M., Likamwa, Patrick, Delfyett, Peter, Leuenberger, Michael, University of Central Florida
Abstract / Description
An approach to integrated frequency-comb filtering is presented, building from a background in photonic crystal cavity design and fabrication. Previous work in the development of quantum information processing devices through integrated photonic crystals consists of photonic band gap engineering and methods of on-chip photon transfer. This work leads directly to research into coupled-resonator optical waveguides which stands as a basis for the primary line of investigation. These coupled...
Show moreAn approach to integrated frequency-comb filtering is presented, building from a background in photonic crystal cavity design and fabrication. Previous work in the development of quantum information processing devices through integrated photonic crystals consists of photonic band gap engineering and methods of on-chip photon transfer. This work leads directly to research into coupled-resonator optical waveguides which stands as a basis for the primary line of investigation. These coupled cavity systems offer the designer slow light propagation which increases photon lifetime, reduces size limitations toward on-chip integration, and offers enhanced light-matter interaction. A unique resonant structure explained by various numerical models enables comb-like resonant clusters in systems that otherwise have no such regular resonant landscape (e.g. photonic crystal cavities). Through design, simulation, fabrication and test, the work presented here is a thorough validation for the future potential of coupled-resonator filters in frequency comb laser sources.
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Date Issued
2013
Identifier
CFE0004957, ucf:49568
Format
Document (PDF)
PURL
http://purl.flvc.org/ucf/fd/CFE0004957
Growth and Characterization of ZnO Based Semiconductor Materials and Devices
Title
Growth and Characterization of ZnO Based Semiconductor Materials and Devices.
Creator
Wei, Ming, Schoenfeld, Winston, Likamwa, Patrick, Moharam, M., Wu, Shintson, Osinsky, Andrei, University of Central Florida
Abstract / Description
Wide band gap semiconductors such as MgxZn1-xO represent an excellent choice for making optical photodetectors and emitters operating in the UV spectral region. High crystal and optical quality MgxZn1-xO thin films were grown epitaxially on c-plane sapphire substrates by plasma-assisted Molecular Beam Epitaxy. ZnO thin films with high crystalline quality, low defect and dislocation densities, and sub-nanometer surface roughness were achieved by applying a low temperature nucleation layer. The...
Show moreWide band gap semiconductors such as MgxZn1-xO represent an excellent choice for making optical photodetectors and emitters operating in the UV spectral region. High crystal and optical quality MgxZn1-xO thin films were grown epitaxially on c-plane sapphire substrates by plasma-assisted Molecular Beam Epitaxy. ZnO thin films with high crystalline quality, low defect and dislocation densities, and sub-nanometer surface roughness were achieved by applying a low temperature nucleation layer. The critical growth conditions were discussed to obtain a high quality film: the sequence of Zn and O sources for initial growth of nucleation layer, growth temperatures for both ZnO nucleation and growth layers, and Zn/O ratio. By tuning Mg/Zn flux ratio, wurtzite MgxZn1-xO thin films with Mg composition as high as x=0.46 were obtained without phase segregation. The steep optical absorption edges were shown with a cut-off wavelength as short as 278nm, indicating of suitability of such material for solar blind photo detectors. Consequently, Metal-Semiconductor-Metal photoconductive and Schottky barrier devices with interdigital electrode geometry and active surface area of 1 mm2 were fabricated and characterized. Photoconductor based on showed ~100 A/W peak responsivity at wavelength of ~260nm. ZnO homoepitaxial growth was also demonstrated which has the potential to achieve very low dislocation densities and high efficiency LEDs. Two types of Zn-polar ZnO substrates were chosen in this study: one with 0.5(&)deg; miscut angle toward the [1-100] direction and the other without any miscut angle. We have demonstrated high quality films on both substrates with a low growth temperature (610(&)deg;C) compared to most of other reported work on homoepitaxial growth. An atomically flat surface with one or two monolayer step height along the [0001] direction was achieved. By detail discussions about several impact factors for the epitaxial films, ZnO films with high crystallinity verified by XRD in different crystal orientations, high PL lifetime (~0.35 ns), and not obvious threading dislocations were achieved.Due to the difficulty of conventional p-type doping with p dopant, we have explored the possibility of p-type doping with the assistance of other novel method, i.e. polarization induced effect. The idea is the sheet layer of two dimensional hole gases (2DHG) caused by the wurtzite structure's intrinsic polarization effect can be expanded to three dimension hole distribution by growing a MgZnO layer with a Mg concentration gradient. By simulation of LED structure with gradient MgZnO structure, the polarization effect was found not intense as that for III-nitrides because the difference of spontaneous polarization between ZnO and MgO is smaller than that of GaN and AlN, and the piezoelectric polarization effect may even cancel the spontaneous polarization induced effect. We have grown the linear gradient MgZnO structure with Mg composition grading from 0% to 43%, confirmed by SIMS. Hall measurement did not show any p-type conductivity, which further indicates MgZnO's weak polarization doping effect. However, the gradient MgZnO layer could act as an electron blocking layer without blocking holes injected from p layer, which is useful for high efficiency light emitters.
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Date Issued
2013
Identifier
CFE0005275, ucf:50544
Format
Document (PDF)
PURL
http://purl.flvc.org/ucf/fd/CFE0005275